Listed Companies Compliance

Our firm advises listed company clients on the regulatory, disclosure and compliance requirements under the Hong Kong Stock Exchange Listing Rules and the regulations of the Hong Kong Securities and Futures Commission. We help assess risk issues related to securities regulation, financial products or services, capital markets transactions, compliance and financial regulatory enforcement. In collaboration with our colleagues in our mainland offices, we work with our clients and regulatory authorities to ensure sound corporate governance and compliance with applicable laws and regulations. Our team has a demonstrated track record in both corporate governance and listed company compliance.

 

 

Notable Experience

 

  • Representing China Resources Medical Holdings Company Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Seazen Group Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Shandong Gold Mining Co., Ltd., an A+H company, as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Kunming Dianchi Water Treatment Co., Ltd. as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing 360 Ludashi Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Chen Xing Development Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing China Parenting Network Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Duiba Group Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Everbright Grand China Assets Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing IGG Inc. as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Innovax Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Intron Technology Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Luk Hing Entertainment Group Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing NetDragon Websoft Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Peiport Holdings Ltd. as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Shuanghua Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Taizhou Water Group Co., Ltd. as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Tu Yi Holding Company Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Vesync Co., Ltd as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Xinming China Holdings Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Representing Yunnan Water Investment Co., Limited as its retained Hong Kong legal adviser on the Hong Kong Stock Exchange.
  • Advising Burwill Holdings on regulatory compliance matters.
  • Advising Mason Financial Holdings on regulatory compliance matters.
  • Advising Pacific Textiles on regulatory compliance matters.
  • Advising Silverman Holdings on regulatory compliance matters.
  • Advising numerous companies listed on the Main Board of the Hong Kong Stock Exchange on compliance matters.
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